Shaw and Partners

Shaw and Partners Complaints

Shaw and Partners

Shaw and Partners Complaints

FD Legal are currently investigating claims on behalf of current and former clients of Shaw and Partners in respect of investments recommended by Shaw and Partner representatives including:

• Steppes Alternatives PLC, Steppes Private Equity Partners

• Trinus Impact Capital Limited

• Golden Globe Resources

• Greentech Minerals

The claims involve recommendations to purchase investments without providing adequate disclosure of risks or disclosure of commissions. The claims seek to recover compensation from Shaw and Partners for the advice provided by Shaw and Partner representatives.

FD Legal has previously reported on an ASIC banning order against former Shaw and Partner representative Kristofer Ridgway and a number of AFCA determinations againstShaw and Partner’s concerning:

• Shaw andPartners’ being required to compensate a client $162,139.35 for failing to close all option positions as instructed by the client: AFCA Case number:758807

• Shaw andPartners’ being required to compensate a client $11,035.43 for recommending a strategy involving derivatives trading which involved excessive risk: AFCA Case number: 662795

• Shaw and Partners’ being required to compensate a client $5,000 for recommending shares which did not meet the client’s investment criteria: AFCA Case number: 664616

• Shaw and Partners’ being required to compensate a client $10,262.78 for misleading advice provided that a managed fund was low risk when in fact it was a high risk strategy.

We are encouraging clients of Shaw and Partners who are concerned with the advice they have received to contact FD Legal to discuss your options to seek redress.

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Recent Cases

FD Legal successfully represented a client in a claim against their stockbroker who failed to disclose conflicts of interest in recommended investments. FD Legal were able to recover the full amount back from the stockbroker as compensation.
Successfully recovered compensation for a client against their former financial advisor who recommended high risk unlisted investments.
Recovered compensation for a client who was recommended to invest into multiple properties by their financial advisor. The claim alleged that the advice to invest into property lacked diversification and resulted in the client recovering compensation.
Assisted a client to achieve an out of court settlement against a financial advisor who failed to provide advice to a client to take out TPD insurance.
FD Legal successfully represented and recovered compensation in a claim against a financial planner who failed to ensure TPD insurance was retained in superannuation fund.
Represented multiple clients through a complaint process with a financial firm who complained that their financial advisor misrepresented the risks involved in investing in shares for an overseas company.
Won significant compensation for client who lost money in SMSF due to negligent financial advice.

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