Shaw and Partners

Shaw and Partners Complaints

Shaw and Partners

Shaw and Partners Complaints

FD Legal are currently investigating claims on behalf of current and former clients of Shaw and Partners in respect of investments recommended by Shaw and Partner representatives including:

• Steppes Alternatives PLC, Steppes Private Equity Partners

• Trinus Impact Capital Limited

• Golden Globe Resources

• Greentech Minerals

The claims involve recommendations to purchase investments without providing adequate disclosure of risks or disclosure of commissions. The claims seek to recover compensation from Shaw and Partners for the advice provided by Shaw and Partner representatives.

FD Legal has previously reported on an ASIC banning order against former Shaw and Partner representative Kristofer Ridgway and a number of AFCA determinations againstShaw and Partner’s concerning:

• Shaw andPartners’ being required to compensate a client $162,139.35 for failing to close all option positions as instructed by the client: AFCA Case number:758807

• Shaw andPartners’ being required to compensate a client $11,035.43 for recommending a strategy involving derivatives trading which involved excessive risk: AFCA Case number: 662795

• Shaw and Partners’ being required to compensate a client $5,000 for recommending shares which did not meet the client’s investment criteria: AFCA Case number: 664616

• Shaw and Partners’ being required to compensate a client $10,262.78 for misleading advice provided that a managed fund was low risk when in fact it was a high risk strategy.

We are encouraging clients of Shaw and Partners who are concerned with the advice they have received to contact FD Legal to discuss your options to seek redress.

Not sure if you have a claim?

Financial dispute claims can be complex and often leave you wondering whether you have a claim or not.

Book an obligation free call to tell us about your story so we can provide you with the best advice on your next steps.

Enquiry about this case

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Recent Cases

Recovered compensation against client's financial advisor who inappropriately recommended that they set up a Self Managed Superannuation Fund and invest into property.
Acted on behalf of an elderly client who had been the victim of a scam.
Recovered a client’s TPD payment from their former financial advisor who allowed the client’s TPD insurance policy to lapse and failed to reinstate before the client had a TPD event.
Assisted a client to achieve an out of court settlement against a financial advisor who failed to provide advice to a client to take out TPD insurance.
Successful in recovering over $600,000 for a client who had invested in CFD Trading.
Represented multiple clients through a complaint process with a financial firm who complained that their financial advisor misrepresented the risks involved in investing in shares for an overseas company.
Won significant compensation for client who lost money in SMSF due to negligent financial advice.

Fee Structures

Our fee structures have been developed to provide you with accessible legal support and to ensure we can get the best outcome for you.

We understand the importance that transparency plays in trust, so we make sure to discuss fees up-front.

No-Win-No- Fee

For certain Financial Advice Dispute cases we provide no-win-no-fee. You will be advised after your initial consultation and assessment if this applies to you.

Fixed  Fee

Where possible, our team will provide you with a fixed fee amount for each stage of your claim. This fee is billable regardless of the outcome of your case.

Hourly Rate

If your claim requires a hourly fee structure, we will advise you of cost estimations at every step of your claim to ensure you have control over costs at all times.

Plus icon
Step 1: Contact us for a free consultation

Our lawyers will prompt you to gather all the preliminary information we require in order to advise whether you may have a claim, this can be as quick as a 15 minute call.

Plus icon
Step 2: Further evaluation & assesment, at no cost

If we identify the opportunity for a claim in our initial call we will then proceed with a comprehensive assessment into your case, including gathering witness statements, identifying and locating key documentary evidence, and consulting with experts.

Plus icon
Step 3: Free recommendations, next steps & fee advice

Based on our findings we will offer recommendations on the appropriate legal action to pursue your claim, and clearly explain your next steps.

At this point of engaging us, we will advise you on the fee structure involved in your claim so you are aware of costs involved before proceeding.

Contact us

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
Level 2, 167 Eagle Street
Brisbane Qld 4000